【java源码一带一路系列】之ArrayList、Vector

一路至此，风景过半。
ArrayList与Vector虽然名字各异，源码实现基本相同，除了Vector增加了线程安全。所以作者建议我们在不需要线程安全的情况下尽量使用ArrayList。下面看看在ArrayList源码中遇到什么有趣的事情。

DEFAULTCAPACITY_EMPTY_ELEMENTDATA与EMPTY_ELEMENTDATA

/**
 * Shared empty array instance used for empty instances.
 */
private static final Object[] EMPTY_ELEMENTDATA = {};

/**
 * Shared empty array instance used for default sized empty instances. We
 * distinguish this from EMPTY_ELEMENTDATA to know how much to inflate when
 * first element is added.
 */
private static final Object[] DEFAULTCAPACITY_EMPTY_ELEMENTDATA = {};

/**
 * Constructs an empty list with the specified initial capacity.
 *
 * @param  initialCapacity  the initial capacity of the list
 * @throws IllegalArgumentException if the specified initial capacity
 *         is negative
 */
public ArrayList(int initialCapacity) {
    if (initialCapacity > 0) {
        this.elementData = new Object[initialCapacity];
    } else if (initialCapacity == 0) {
        this.elementData = EMPTY_ELEMENTDATA;
    } else {
        throw new IllegalArgumentException("Illegal Capacity: "+
                                           initialCapacity);
    }
}

/**
 * Constructs an empty list with an initial capacity of ten.
 */
public ArrayList() {
    this.elementData = DEFAULTCAPACITY_EMPTY_ELEMENTDATA;
}

/**
 * Constructs a list containing the elements of the specified
 * collection, in the order they are returned by the collection's
 * iterator.
 *
 * @param c the collection whose elements are to be placed into this list
 * @throws NullPointerException if the specified collection is null
 */
public ArrayList(Collection<? extends E> c) {
    elementData = c.toArray();
    if ((size = elementData.length) != 0) {
        // c.toArray might (incorrectly) not return Object[] (see 6260652) ①
        if (elementData.getClass() != Object[].class)
            elementData = Arrays.copyOf(elementData, size, Object[].class);
    } else {
        // replace with empty array.
        this.elementData = EMPTY_ELEMENTDATA;
    }
}

区别：DEFAULTCAPACITY_EMPTY_ELEMENTDATA用于无参初始化；EMPTY_ELEMENTDATA用于指定容量为0时的初始化。

trimToSize()

/**
 * Trims the capacity of this <tt>ArrayList</tt> instance to be the
 * list's current size.  An application can use this operation to minimize
 * the storage of an <tt>ArrayList</tt> instance.
 */
public void trimToSize() {
    modCount++;
    if (size < elementData.length) {
        elementData = (size == 0)
          ? EMPTY_ELEMENTDATA
          : Arrays.copyOf(elementData, size);
    }
}

去除扩容后未存放元素的预留空间，以size为基准。

ensureCapacity() –> ensureExplicitCapacity() –> grow() –> hugeCapacity()

/**
 * Increases the capacity of this <tt>ArrayList</tt> instance, if
 * necessary, to ensure that it can hold at least the number of elements
 * specified by the minimum capacity argument.
 *
 * @param   minCapacity   the desired minimum capacity
 */
public void ensureCapacity(int minCapacity) {
    int minExpand = (elementData != DEFAULTCAPACITY_EMPTY_ELEMENTDATA)
        // any size if not default element table
        ? 0
        // larger than default for default empty table. It's already
        // supposed to be at default size.
        : DEFAULT_CAPACITY;

    if (minCapacity > minExpand) {
        ensureExplicitCapacity(minCapacity);
    }
}

private void ensureExplicitCapacity(int minCapacity) {
    modCount++;

    // overflow-conscious code
    if (minCapacity - elementData.length > 0)
        grow(minCapacity);
}

/**
 * Increases the capacity to ensure that it can hold at least the
 * number of elements specified by the minimum capacity argument.
 *
 * @param minCapacity the desired minimum capacity
 */
private void grow(int minCapacity) {
    // overflow-conscious code
    int oldCapacity = elementData.length;
    int newCapacity = oldCapacity + (oldCapacity >> 1);
    if (newCapacity - minCapacity < 0)
        newCapacity = minCapacity;
    if (newCapacity - MAX_ARRAY_SIZE > 0)
        newCapacity = hugeCapacity(minCapacity);
    // minCapacity is usually close to size, so this is a win:
    elementData = Arrays.copyOf(elementData, newCapacity);
}

private static int hugeCapacity(int minCapacity) {
    if (minCapacity < 0) // overflow
        throw new OutOfMemoryError();
    return (minCapacity > MAX_ARRAY_SIZE) ?
        Integer.MAX_VALUE :
        MAX_ARRAY_SIZE;
}

预设容量（提前扩容），可提高初始化效率。扩容后比扩容前多了“oldCapacity >> 1”（即多了原来的50%）。同时注意溢出情况处理。（overflow-conscious code）。即“a-b<0”而不是”a<b”：

int a = Integer.MAX_VALUE;
int b = Integer.MAX_VALUE + 1;    
System.out.println(a < b); // false    
System.out.println(a - b < 0); // true

toArray()

/**
 * Returns an array containing all of the elements in this list in proper
 * sequence (from first to last element); the runtime type of the returned
 * array is that of the specified array.  If the list fits in the
 * specified array, it is returned therein.  Otherwise, a new array is
 * allocated with the runtime type of the specified array and the size of
 * this list.
 *
 * <p>If the list fits in the specified array with room to spare
 * (i.e., the array has more elements than the list), the element in
 * the array immediately following the end of the collection is set to
 * <tt>null</tt>.  (This is useful in determining the length of the
 * list <i>only</i> if the caller knows that the list does not contain
 * any null elements.)
 *
 * @param a the array into which the elements of the list are to
 *          be stored, if it is big enough; otherwise, a new array of the
 *          same runtime type is allocated for this purpose.
 * @return an array containing the elements of the list
 * @throws ArrayStoreException if the runtime type of the specified array
 *         is not a supertype of the runtime type of every element in
 *         this list
 * @throws NullPointerException if the specified array is null
 */
@SuppressWarnings("unchecked")
public <T> T[] toArray(T[] a) {
    if (a.length < size)
        // Make a new array of a's runtime type, but my contents:
        return (T[]) Arrays.copyOf(elementData, size, a.getClass());
    System.arraycopy(elementData, 0, a, 0, size);
    if (a.length > size)
        a[size] = null;
    return a;
}

当传入数组长度大于ArrayList的size时，将a[size]置空作为调用者判断标志。根据这段代码写了个demo帮助理解：（扩展知识见②）

ArrayList al = new ArrayList();
al.add("s");

String[] s = {"c","h","e"};
String[] sal = (String[]) al.toArray(s);
System.out.println(sal[0] + "," + sal[1] + "," + sal[2]); // s,null,e

add()

/**
 * Inserts the specified element at the specified position in this
 * list. Shifts the element currently at that position (if any) and
 * any subsequent elements to the right (adds one to their indices).
 *
 * @param index index at which the specified element is to be inserted
 * @param element element to be inserted
 * @throws IndexOutOfBoundsException {@inheritDoc}
 */
public void add(int index, E element) {
    rangeCheckForAdd(index);

    ensureCapacityInternal(size + 1);  // Increments modCount!!
    System.arraycopy(elementData, index, elementData, index + 1,
                     size - index);
    elementData[index] = element;
    size++;
}

新增、删除都用到了System.arraycopy(Object src, int srcPos, Object dest, int destPos, int length);下面举例加深理解。

String[] arr ={"r", "e", "b", "e", "y", "."}; 
System.arraycopy(arr, 0, arr, 2, 2);
for(String i : arr) {
	System.out.println(i);
}

即将arr下标从0开始的2个元素拷贝到arr下标从2开始的位置。

retainAll()

/**
 * Retains only the elements in this list that are contained in the
 * specified collection.  In other words, removes from this list all
 * of its elements that are not contained in the specified collection.
 *
 * @param c collection containing elements to be retained in this list
 * @return {@code true} if this list changed as a result of the call
 * @throws ClassCastException if the class of an element of this list
 *         is incompatible with the specified collection
 * (<a href="Collection.html#optional-restrictions">optional</a>)
 * @throws NullPointerException if this list contains a null element and the
 *         specified collection does not permit null elements
 * (<a href="Collection.html#optional-restrictions">optional</a>),
 *         or if the specified collection is null
 * @see Collection#contains(Object)
 */
public boolean retainAll(Collection<?> c) {
    Objects.requireNonNull(c);
    return batchRemove(c, true);
}

private boolean batchRemove(Collection<?> c, boolean complement) {
    final Object[] elementData = this.elementData;
    int r = 0, w = 0;
    boolean modified = false;
    try {
        for (; r < size; r++)
            if (c.contains(elementData[r]) == complement)
                elementData[w++] = elementData[r];
    } finally {
        // Preserve behavioral compatibility with AbstractCollection,
        // even if c.contains() throws.
        // 保证异常时，未比较元素不丢失
        if (r != size) {
            System.arraycopy(elementData, r,
                             elementData, w,
                             size - r);
            w += size - r;
        }
        if (w != size) {
            // clear to let GC do its work
            for (int i = w; i < size; i++)
                elementData[i] = null;
            modCount += size - w;
            size = w;
            modified = true;
        }
    }
    return modified;
}

a.retainAll(c)可以看成取a与c交集，a非c子集时，返回true。a中只留在c中存在的元素，其余删除。否则，返回false。

“elementData[w++] = elementData[r];”w永远小于等于r，因此可以将找到的相等元素大胆的放在elementData[w++]中（elementData[w++]是先放后加）。

iterator()

/**
 * Returns an iterator over the elements in this list in proper sequence.
 *
 * <p>The returned iterator is <a href="#fail-fast"><i>fail-fast</i></a>.
 *
 * @return an iterator over the elements in this list in proper sequence
 */
public Iterator<E> iterator() {
    return new Itr();
}

/**
 * An optimized version of AbstractList.Itr
 */
private class Itr implements Iterator<E> {
    int cursor;       // index of next element to return
    int lastRet = -1; // index of last element returned; -1 if no such
    int expectedModCount = modCount;

    // 是否有下一个元素
    public boolean hasNext() {
        return cursor != size;
    }

    // 游标移动
    @SuppressWarnings("unchecked")
    public E next() {
        checkForComodification();
        int i = cursor;
        if (i >= size)
            throw new NoSuchElementException();
        Object[] elementData = ArrayList.this.elementData; // !!!
        if (i >= elementData.length)
            throw new ConcurrentModificationException();
        cursor = i + 1;
        return (E) elementData[lastRet = i]; //第一次cursor=1，lastRet=0
    }

    // lastRet不等于-1时才能进行删除，即next()后才能使用remove()
    public void remove() {
        if (lastRet < 0)
            throw new IllegalStateException();
        checkForComodification();

        try {
            ArrayList.this.remove(lastRet);
            cursor = lastRet;
            lastRet = -1;
            expectedModCount = modCount;
        } catch (IndexOutOfBoundsException ex) {
            throw new ConcurrentModificationException();
        }
    }

    @Override
    @SuppressWarnings("unchecked")
    public void forEachRemaining(Consumer<? super E> consumer) {
        Objects.requireNonNull(consumer);
        final int size = ArrayList.this.size;
        int i = cursor;
        if (i >= size) {
            return;
        }
        final Object[] elementData = ArrayList.this.elementData;
        if (i >= elementData.length) {
            throw new ConcurrentModificationException();
        }
        while (i != size && modCount == expectedModCount) {
            consumer.accept((E) elementData[i++]);
        }
        // update once at end of iteration to reduce heap write traffic ！！！
        cursor = i;
        lastRet = i - 1;
        checkForComodification();
    }

    final void checkForComodification() {
        if (modCount != expectedModCount)
            throw new ConcurrentModificationException();
    }
}

Iterator()所指类似数据库的游标，不了解的同学可参看以下解释：

当使用语句Iterator it=List.Iterator()时，迭代器it指向的位置是Iterator1指向的位置，当执行语句it.next()之后，迭代器指向的位置后移到Iterator2指向的位置。[1]

由源码可见ArrayList的迭代器基于Itr子类实现。该类实现了Iterator接口，并重写了它的全部方法（4种）。同时增加了checkForComodification()考虑并发问题。

listIterator()

/**
 * Returns a list iterator over the elements in this list (in proper
 * sequence), starting at the specified position in the list.
 * The specified index indicates the first element that would be
 * returned by an initial call to {@link ListIterator#next next}.
 * An initial call to {@link ListIterator#previous previous} would
 * return the element with the specified index minus one.
 *
 * <p>The returned list iterator is <a href="#fail-fast"><i>fail-fast</i></a>.
 *
 * @throws IndexOutOfBoundsException {@inheritDoc}
 */
public ListIterator<E> listIterator(int index) {
    if (index < 0 || index > size)
        throw new IndexOutOfBoundsException("Index: "+index);
    return new ListItr(index);
}

/**
 * Returns a list iterator over the elements in this list (in proper
 * sequence).
 *
 * <p>The returned list iterator is <a href="#fail-fast"><i>fail-fast</i></a>.
 *
 * @see #listIterator(int)
 */
public ListIterator<E> listIterator() {
    return new ListItr(0);
}

/**
 * An optimized version of AbstractList.ListItr
 */
private class ListItr extends Itr implements ListIterator<E> {
    ListItr(int index) {
        super();
        cursor = index;
    }
    // 向前
    public boolean hasPrevious() {
        return cursor != 0;
    }

    public int nextIndex() {
        return cursor;
    }

    public int previousIndex() {
        return cursor - 1;
    }

    @SuppressWarnings("unchecked")
    public E previous() {
        checkForComodification();
        int i = cursor - 1;
        if (i < 0)
            throw new NoSuchElementException();
        Object[] elementData = ArrayList.this.elementData;
        if (i >= elementData.length)
            throw new ConcurrentModificationException();
        cursor = i;
        return (E) elementData[lastRet = i];
    }
    // 替换
    public void set(E e) {
        if (lastRet < 0)
            throw new IllegalStateException();
        checkForComodification();

        try {
            ArrayList.this.set(lastRet, e);
        } catch (IndexOutOfBoundsException ex) {
            throw new ConcurrentModificationException();
        }
    }

    public void add(E e) {
        checkForComodification();

        try {
            int i = cursor;
            ArrayList.this.add(i, e);
            cursor = i + 1;
            lastRet = -1;
            expectedModCount = modCount;
        } catch (IndexOutOfBoundsException ex) {
            throw new ConcurrentModificationException();
        }
    }
}

listIterator有2中构造方法，即它多了指定游标的功能。它实现了ListIterator extends Iterator接口，比Iterator多了一些方法。Iterator只能从前往后删除，而listIterator可实现从后往前删除/替换。同时也提供了获取前后下标的方法。

说点什么

private class SubList extends AbstractList implements RandomAccess {…} 源码太长就不贴出来了。它是ArrayList的子类，表示ArrayList的子集，需要注意的是，对它的数据进行更改会影响原数据。

此外，源码中出现了大量泛型（如T、E…）。希望顺便巩固泛型知识。

ArrayList允许为null；非线程安全；有序。

更多有意思的内容，欢迎访问笔者小站： rebey.cn

知识点

1.ArrayList c.toArray might (incorrectly) not return Object[] (see 6260652)；2016.09.23;

2.为什么 Java ArrayList.toArray(T[]) 方法的参数类型是 T 而不是 E ？；2016.04.07;

[1]JAVA中ListIterator和Iterator详解与辨析;2014.11.27;